134 US Route One, Falmouth, Maine 04105
207-878-3000 :: 800-578-9981
info@DowCM.com

Client A/C Protections

Pershing, LLC

www.Pershing.com

 

An investment firm’s most critical obligation is to ensure the highest level of safety for client assets.

 

Dow Capital Management, LLC client brokerage accounts are held by, and security transactions are handled by, Pershing, LLC, the world’s largest securities clearing firm. Pershing is an affiliate of BNY Mellon. BNY, the Bank of New York, is the nation’s oldest bank, founded in 1784. Pershing is a member of the New York Stock Exchange and every other major U.S. securities exchange.

Pershing is a member of the Securities Investor Protection Corporation (SIPC). Assets are protected by SIPC, up to $500,000 in value, including $250,000 for uninvested cash. SIPC does not protect against losses due to market fluctuation.  In addition to SIPC protection, Pershing provides significant coverage in excess of SIPC from a consortium of private insurers. The excess of SIPC coverage does not protect agains loss due to market fluctuation. For more information on current coverage, please visit http://www.pershing.com/about_us/4575.htm

About Pershing:

  • Pershing has provided financial and clearing services since 1939.
  • With Pershing, the Bank of New York Mellon has equity capital of $9.5 billion and total assets of over $100 billion.
  • The company holds assets for nearly 5 million investors. Client assets total over $975 billion. The Bank of New York Mellon is one of the world’s largest custodians, with $26.3 trillion under custody and administration.
  • Pershing is the industry's largest global outsourcing firm, providing clearing services in more than 60 markets and order execution in 45 markets.  
  • Pershing provides services to more than 1,500 financial firms and investment advisors worldwide.

Pershing provides our clients with an exceptional level of security and a quality service unsurpassed in the industry.

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